Australia :
Australian Securities & Investments Commission (ASIC)
Headquarters : Melbourne, Australia
Formed : 1991
www.asic.gov.au
Canada :
British Columbia Securities Commission (BCSC)
Headquarters : Vancouver, Canada
Formed : 1996
www.bcsc.bc.ca
Canadian Investor Protection Fund (CIPF)
Headquarters : Toronto, Ontario
Formed : 1969
www.cipf.ca
Financial Transactions and Reports Analysis Center of Canada (FINTRAC)
Headquarters : Ottawa, Ontario, Canada
Formed : 2000
www.fintrac.gc.ca
Investment Industry Regulatory Organization of Canada (IIROC)
Headquarters : Toronto, Ontario, Canada
Formed : 2008
www.iiroc.ca
Ontario Securities Commission (OSC)
Headquarters Toronto, Canada
Formed : 1932
www.osc.gov.on.ca
Japan:
Financial Services Agency of Japan (FSA Japan)
Headquarters : Tokyo, Japan
Formed : 2000
www.fsa.go.jp
Japan Securities Dealers Association (JSDA)
Headquarters : Tokyo, Japan
Founded : 1973
www.jsda.or.jp
Japan Investor Protection Fund (JIPF)
Headquarters :
Formed : 1998
www.jipf.or.jp
Tokyo Commodity Exchange (TOCOM)
Headquarters : Tokyo, Japan
Formed : 1951
www.tocom.or.jp
New Zealand :
Financial Markets Authority (FMA)
Headquarters : Wellington, New Zealand
Formed : 2011
www.fma.govt.nz
Financial Service Providers Register (FSPR)
Headquarters : Auckland, New Zealand
Formed : 2008
www.business.govt.nz
Financial Services Complaints Limited (FSCL)
Headquarters : Wellington, New Zealand
Formed : 2008
www.fscl.org.nz
New Zealand Exchange (NZX)
Headquarters : Wellington, New Zealand
Formed : 2002
www.nzx.com
Serious Fraud Office (SFO)
Headquarters : Auckland, New Zealand
Formed : 1990
www.sfo.govt.nz
Switzerland :
Association Romande des Intermediares Financiers (ARIF)
www.arif.ch
Swiss Bankers Association (SBA)
www.swissbanking.org
Swiss Federal Banking Commission (SFBC)
www.finma.ch
Swiss Federal Department of Finance (SFDF)
www.efd.admin.ch
Swiss Federal Finance Administration (SFFA)
www.efv.admin.ch
Swiss Financial Market Supervisory Authority (FINMA)
www.finma.ch
Swiss National Bank (SNB)
www.snb.ch
PolyReg
www.polyreg.ch
Geneva Chamber of Commerce (CCIG)
www.ccig.ch
Organisme d’Autoregulation des Gerants de Patrimoine (OAR-G)
www.oarg.ch
United Kingdom :
UK Financial Services Authority (FSA UK)
www.fsa.gov.uk
Financial Services Compensation Fund (FSCS)
www.fscs.org.uk
United States :
Commodities and Futures Trading Commission (CFTC)
www.cftc.gov
Financial Industry Regulatory Authority (FINRA)
www.finra.org
National Futures Association (NFA)
www.nfa.futures.org
New York Stock Exchange (NYSE)
www.nyse.com
Office of the Comptroller of the Currency (OCC)
www.occ.treas.gov
US Securities and Exchanges Commission (U.S. SEC)
www.sec.gov
Chicago Board of Trade (CBOT)
www.cmegroup.com
Securities Investor Protection Corporation (SIPC)
www.sipc.org