Australia :

Australian Securities & Investments Commission (ASIC)

Headquarters : Melbourne, Australia

Formed : 1991

www.asic.gov.au

Canada :

British Columbia Securities Commission (BCSC)

Headquarters : Vancouver, Canada

Formed : 1996

www.bcsc.bc.ca

Canadian Investor Protection Fund (CIPF)

Headquarters : Toronto, Ontario

Formed : 1969

www.cipf.ca

Financial Transactions and Reports Analysis Center of Canada (FINTRAC)

Headquarters : Ottawa, Ontario, Canada

Formed : 2000

www.fintrac.gc.ca

Investment Industry Regulatory Organization of Canada (IIROC)

Headquarters : Toronto, Ontario, Canada

Formed : 2008

www.iiroc.ca

Ontario Securities Commission (OSC)

Headquarters Toronto, Canada

Formed : 1932

www.osc.gov.on.ca

Japan:

Financial Services Agency of Japan (FSA Japan)

Headquarters : Tokyo, Japan

Formed : 2000

www.fsa.go.jp

Japan Securities Dealers Association (JSDA)

Headquarters : Tokyo, Japan

Founded : 1973

www.jsda.or.jp

Japan Investor Protection Fund (JIPF)

Headquarters :

Formed : 1998

www.jipf.or.jp

Tokyo Commodity Exchange (TOCOM)

Headquarters : Tokyo, Japan

Formed : 1951

www.tocom.or.jp

New Zealand :

Financial Markets Authority (FMA)

Headquarters : Wellington, New Zealand

Formed : 2011

www.fma.govt.nz

Financial Service Providers Register (FSPR)

Headquarters : Auckland, New Zealand

Formed : 2008

www.business.govt.nz

Financial Services Complaints Limited (FSCL)

Headquarters : Wellington, New Zealand

Formed : 2008

www.fscl.org.nz

New Zealand Exchange (NZX)

Headquarters : Wellington, New Zealand

Formed : 2002

www.nzx.com

Serious Fraud Office (SFO)

Headquarters : Auckland, New Zealand

Formed : 1990

www.sfo.govt.nz

Switzerland :

Association Romande des Intermediares Financiers (ARIF)

www.arif.ch

Swiss Bankers Association (SBA)

www.swissbanking.org

Swiss Federal Banking Commission (SFBC)

www.finma.ch

Swiss Federal Department of Finance (SFDF)

www.efd.admin.ch

Swiss Federal Finance Administration (SFFA)

www.efv.admin.ch

Swiss Financial Market Supervisory Authority (FINMA)

www.finma.ch

Swiss National Bank (SNB)

www.snb.ch

PolyReg

www.polyreg.ch

Geneva Chamber of Commerce (CCIG)

www.ccig.ch

Organisme d’Autoregulation des Gerants de Patrimoine (OAR-G)

www.oarg.ch

United Kingdom :

UK Financial Services Authority (FSA UK)

www.fsa.gov.uk

Financial Services Compensation Fund (FSCS)

www.fscs.org.uk

United States :

Commodities and Futures Trading Commission (CFTC)

www.cftc.gov

Financial Industry Regulatory Authority (FINRA)

www.finra.org

National Futures Association (NFA)

www.nfa.futures.org

New York Stock Exchange (NYSE)

www.nyse.com

Office of the Comptroller of the Currency (OCC)

www.occ.treas.gov

US Securities and Exchanges Commission (U.S. SEC)

www.sec.gov

Chicago Board of Trade (CBOT)

www.cmegroup.com

Securities Investor Protection Corporation (SIPC)

www.sipc.org

Forex Regulators

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